The questions are all derived from regulatory exam manuals and guidance, reflecting regulator expectations.
Here is a list of the authoritative sources used by LexAlign.
| Item | Source |
|---|---|
| A | Federal Financial Institutions Examination Council (FFIEC) Bank Secrecy Act (BSA) /Anti-Money Laundering (AML) Examination Manual (2020) (Link) |
| B | Federal Deposit Insurance Corporation (FDIC) Supervisory Insights: “Remote Deposit Capture: A Primer,” Last updated June 29, 2009 (Link) |
| C | FDIC FIL–4–2009, “Risk Management of Remote Deposit Capture,” January 14, 2009 (Link) (attaching FFIEC guidance: Link) |
| D | FFIEC Supplement to Authentication in an Internet Banking Environment, June 2011 (Link) |
| E | FFIEC Authentication in an Internet Banking Environment, October 2005 (Link) |
| F | Board of Governors of the Federal Reserve System: “Availability of Funds and Collection of Checks,” Summary & Final Rule amending Reg CC, 12 CFR Part 229, Federal Register, 82 FR 27552ff (June 15, 2017) (Link) |
| G | Federal Trade Commission Guidance: “FTC Safeguards Rule: What Your Business Needs to Know” (May 2022) under the Gramm-Leach-Bliley (GLB) Act and related regulations in 16 CFR Part 314 (“Standards for Safeguarding Customer Information”) (Link) |
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